AI Due Diligence · Risk Flagging

Every red flag, before
you open the file

When a DDQ is submitted, AI reviews every answer against your risk framework — surfacing issues, ranking them by severity, and sending reviewers straight to what matters.

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How it works

From submission to flag report in under a minute

As soon as a counterparty submits their DDQ, AI takes over — reviewing every answer so your analyst never has to read a file cold again.

01
Counterparty submits
The counterparty completes and submits their due diligence questionnaire — manually or via AI autofill.
02
AI reads every answer
AI reviews each response against your configured risk rules — no answer is skipped, no nuance is missed.
03
Issues ranked by severity
Each flag is classified as Clear, Flagged, or High Risk — with a plain-English reason for every decision.
04
Reviewer focuses on what matters
Your analyst opens a prioritised flag report, not a blank questionnaire — and works from most critical first.
AI Autoflag features

From flag to decision, fully audited

Four layers that take a submitted DDQ all the way to a defensible compliance decision — with every step recorded.

AI Flag Report

Every answer reviewed, every risk surfaced

The moment a DDQ is submitted, AI generates a structured flag report — reading each answer against your risk framework and classifying it as Clear, Flagged, or High Risk before your analyst opens the file.

  • 100% of answers reviewed — not just keyword hits
  • Three-tier severity: Clear, Flagged, High Risk
  • Plain-English explanation for each flag
  • Report ready in under 60 seconds of submission
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AI Flag Report — Horizon Fund III
2 Clear 2 Flagged 1 High Risk
Is the fund regulated by a recognised authority? Clear
Yes, regulated by CIMA since 2011
Are any UBOs politically exposed persons? Flagged
Not disclosed in submission
Answer does not confirm or deny PEP status. Enhanced screening required before proceeding.
Has the entity been subject to regulatory enforcement in the past 5 years? High Risk
Partial — one minor disclosure
Enforcement action disclosed in Cayman Islands, 2022. Full ruling documentation required.
Are source of funds fully documented for all investors? Flagged
Yes for 83% of investors by capital
17% of investor capital not covered. Recommend requesting outstanding declarations.
Is the fund domiciled in a FATF-compliant jurisdiction? Clear
Yes, Cayman Islands is FATF-compliant
Risk Rule Engine 4 active rules
PEP Status Disclosure
All UBOs must explicitly confirm or deny PEP status
Critical
Source of Funds Coverage
Documentation must cover 100% of investor capital
High
Regulatory Enforcement History
Any enforcement action requires full documentation
High
FATF Jurisdiction Compliance
Fund must be domiciled in a FATF-compliant country
Medium
Rules saved  ·  4 rules active
Risk Rule Engine

Your risk framework, your rules

Configure exactly what AI looks for when reviewing answers — which topics are critical, which are medium risk, and what threshold triggers a flag. No code, no IT tickets.

  • Rule-per-topic configuration — PEP, source of funds, jurisdiction, and more
  • Three severity tiers: Critical, High, Medium
  • Toggle rules on or off without deleting them
  • Changes apply to all future reviews immediately
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Reviewer Workflow

A prioritised queue, not a pile of files

Analysts see a pre-sorted review queue ordered by risk severity. High-risk cases sit at the top. Every case shows exactly how many flags it has and why — before they open anything.

  • Cases sorted by severity — High Risk first
  • Flag count and summary visible in the queue
  • Assign cases to specific reviewers
  • Decision recorded with reason and reviewer identity
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Review Queue
All High Risk Flagged
Horizon Fund III
3 flags · Assigned: S. Kowalski
High Risk
Meridian GP Ltd
2 flags · Assigned: J. Ramsay
Flagged
Oasis Capital Partners
0 flags · Unassigned
Clear
3 cases in queue  ·  1 requires urgent action ↑ Sorted by risk
Audit Trail — Horizon Fund III
AI review completed
5 answers analysed · 3 issues surfaced
09:41:03 UTC · 05 Mar 2026 · system
Flag report generated
1 High Risk, 2 Flagged, 2 Clear
09:41:04 UTC · 05 Mar 2026 · system
Reviewer opened report
S. Kowalski · case assigned
09:43:18 UTC · 05 Mar 2026 · s.kowalski
High-risk flag acknowledged
Regulatory enforcement — full docs requested
09:47:52 UTC · 05 Mar 2026 · s.kowalski
Decision recorded
Escalated for Enhanced Due Diligence
09:52:10 UTC · 05 Mar 2026 · s.kowalski
Audit Trail

Every decision, fully documented

KYC Genie records a timestamped, tamper-evident log of every AI action and reviewer decision. When a regulator asks how you handled a borderline case, the full story is already written.

  • Complete AI-to-decision audit trail per submission
  • Reviewer identity and timestamp on every action
  • Exportable for regulatory inspection and SOC 2 audits
  • Immutable — records cannot be altered after creation
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< 60s
Flag report generated
0%
Answers reviewed by AI
3
Severity levels: Clear, Flagged, High Risk
Full
audit
Trail on every decision
Start flagging smarter

Stop reading every DDQ cold

Let AI surface the risks before your reviewer opens the file — and give your team time back for the decisions that actually need human judgment.

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